Wiley Series 63 Securities Licensing Exam Review 2019 Test Bank: The Uniform Securities Agent State Law Examination, PDF

Wiley Series 63 Securities Licensing Exam Review 2019 + Test Bank: The Uniform Securities Agent State Law Examination, Ebook PDF Download

The go-to guide to acing the Series 63 Exam!

Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6, 7 or 62 exams to conduct securities business within the state.