Wiley Series 57 Securities Licensing Exam Review 2020, Test Bank: The Securities Trader Examination PDF download, Ebook

Wiley Series 57 Securities Licensing Exam Review 2020, Test Bank: The Securities Trader Examination PDF download, Ebook, PDF book, Ebook PDF download, Digital Book, eBook Files

Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader. The exam covers Market Overview and Products, Engaging in Professional Conduct and Adhering to Regulatory Requirements, Trading Activities, Maintaining Books and Records and Trade Reporting. There are no prerequisites to taking the series 57 exam other than being sponsored by a FINRA member firm.

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